Beau Braswell

Beau advises clients on data privacy and cybersecurity matters for more than eight years. He began his legal career in the U.S. Department of Justice, where he obtained a TS/SCI clearance and advised on data protection in the law enforcement and intelligence contexts.

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Financial Services AI Risk Management Framework: Expanded Controls for the Financial Services Industry

By Beau Braswell on June 2, 2026

In February 2026, a public-private partnership headed by the U.S. Department of the Treasury concluded an investigative process aimed at strengthening cybersecurity and risk mitigation for AI in the financial services sector. The partnership consisted of executives from over 100 financial institutions, U.S. and international…

AI in the Crosshairs: New Guidance From FINRA and Treasury

By Michael Young & Beau Braswell on April 8, 2026

The Financial Industry Regulatory Authority (“FINRA”) and the U.S. Department of the Treasury (“Treasury”) (as part of a public-private partnership) have recently issued guidance regarding the use of AI by the financial services industry. This alert summarizes certain AI-related updates from the 2026 FINRA Annual…

Taft FinTech Insights Blog

Beau Braswell

Financial Services AI Risk Management Framework: Expanded Controls for the Financial Services Industry

AI in the Crosshairs: New Guidance From FINRA and Treasury

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