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2026-04-08 AI in the Crosshairs New Guidance From FINRA and Treasury

AI in the Crosshairs: New Guidance From FINRA and Treasury

By Michael Young & Beau Braswell on April 8, 2026

The Financial Industry Regulatory Authority (“FINRA”) and the U.S. Department of the Treasury (“Treasury”) (as part of a public-private partnership) have recently issued guidance regarding the use of AI by the financial services industry. This alert summarizes certain AI-related updates from the 2026 FINRA Annual…

Posted in AI, Data Protection & Cyber Security
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Steve Johnson, Unsplash

AI, Machine Learning, and Regulation: Compliance for the Algorithmic Age

By Richard B. Levin on April 14, 2021

AI and machine learning are fueling the next wave of change in financial services, promising efficiency and smarter decisions – but they’re also ushering in a maze of new legal headaches. Regulators, eager to encourage innovation but wary of risk, are focusing on whether AI-driven…

Posted in AI, Data Protection & Cyber Security
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Technology is constantly evolving, bringing changes that impact the financial services industry. FinTech businesses must navigate the industry’s regulatory environment and rethink their approach to legal issues.

Taft has an experienced team of attorneys across multiple practice areas that serve clients at the intersection of financial services and technology. Our attorneys help fintech clients navigate the changes in the regulatory and legal environment.

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